GOLDSTEIN PHILLIP

Insider holdings and insider transactions according to SEC Form 4 filings

Swiss Helvetia Fund Inc


Dir.

34 filings

2021-07-06

16,783 shares

Special Opportunities Fund Inc

Chairman and Secretary


Dir.
Off.

78 filings

2021-06-24

21,892 shares

Putnam High Income Securities Fund


Dir.

45 filings

2021-02-04

163,706 shares

MVC Capital Inc


Dir.

32 filings

2020-12-23

0 shares

Herzfeld Caribbean Basin Fund Inc


10%

21 filings

2020-04-21

203,931 shares

Mexico Equity & Income Fund Inc


Dir.

49 filings

2020-02-07

0 shares

Brookfield Dtla Fund Office Trust Investor Inc


Dir.

2 filings

2018-10-03

200,936 shares

CROSSROADS CAPITAL, INC.


Dir.
10%

2 filings

2017-06-08

826,327 shares

Imperial Holdings Inc


Dir.
10%

66 filings

2015-12-10

2,060,316 shares

Asa Gold & Precious Metals LTD


Dir.

2 filings

2013-06-21

2,400 shares

Special Opportunities Fund


Dir.

1 filings

2011-02-02

117 shares

Korea Equity Fund Inc


Dir.

1 filings

2010-12-29

3,562 shares

Aberdeen Israel Fund Inc


Dir.

10 filings

2006-12-29

525 shares

Recent Filings - SEC Insider Transactions (Form 3,4,5)

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